List/Grid Monthly Archives: October 2012

Citi_logo

Citigroup Fined $2 Million for Analysts’ Leaks

Not one, but two, confidential information leaks cost Citigroup Global Markets $2 million this week. In one case, a junior analyst shared confidential information about Facebook with ...
ekn

FINRA Finally Shuts Down EKN Financial Services

EKN Financial Serivices (formerly known as Ehrenkrantz King Nussbaum Inc) had accumulated a dubious regulatory rap sheet over the years. But the Financial Industry Regulatory Agency decided ...
nomura

Nomura Fined $3.8 Million For Leaking Client Information to Traders

The Japan Securities Dealers Association fined Nomura Holdings $3.8 million, the largest fine handed down by the regulatory group in more than a decade. The fine follows disclosures ...
niftyflash

Fat Finger Wipes Out $58 Billion of India’s Stock Market Value

It took less than a minue for India’s Nifty Fifty Index to drop nearly 16%. And it took erroneous trades totallying only $125 million to temporarily wipe out $58 billion in ...
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