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FDIC Files Lawsuit Against Colonial Bank’s Auditors
Colonial Bank was the largest bank failure of 2009. Colonial had a lot of competition in a year that claimed 140 banks. But Colonial had help, having purchased roughly $1 billion ...
Citigroup Fined $2 Million for Analysts’ Leaks
Not one, but two, confidential information leaks cost Citigroup Global Markets $2 million this week. In one case, a junior analyst shared confidential information about Facebook with ...
Merrill Lynch Fined $500K for Not Reporting “Problem” Brokers
Would you like to know if your broker was previously sued by a client or accused of being an ax-murderer? Under the rules of the Financial Industry Regulatory Authority (FINRA) you ...